Code of Federal Regulations · Subpart
Subpart B — Exercising Fiduciary Powers
12 C.F.R. pt. 150, subpt. B
- § 150.130 How May I Conduct Multi-state Operations?
- § 150.135 How Do I Determine Which State's Laws Apply To My Operations?
- § 150.136 To What Extent Do State Laws Apply To My Fiduciary Operations?
- § 150.140 Must I Adopt And Follow Written Policies And Procedures In Exercising Fiduciary Powers?
- § 150.150 Who Is Responsible For The Exercise Of Fiduciary Powers?
- § 150.160 What Personnel And Facilities May I Use To Perform Fiduciary Services?
- § 150.170 May My Other Departments Or Affiliates Use Fiduciary Personnel And Facilities To Perform Other Services?
- § 150.180 May I Perform Fiduciary Services For, Or Purchase Fiduciary Services From, Another Association Or Entity?
- § 150.190 Must Fiduciary Officers And Employees Be Bonded?
- § 150.200 Must I Review A Prospective Account Before I Accept It?
- § 150.210 Must I Conduct Another Review Of An Account After I Accept It?
- § 150.220 Are Any Other Account Reviews Required?
- § 150.230 Who Must Maintain Custody Or Control Of Assets In A Fiduciary Account?
- § 150.240 May I Hold Investments Of A Fiduciary Account Off-premises?
- § 150.245 When Is A Fiduciary Not Required To Maintain Custody Or Control Of Fiduciary Assets?
- § 150.250 Must I Keep Fiduciary Assets Separate From Other Assets?
- § 150.260 How May I Invest Funds Of A Fiduciary Account?
- § 150.290 What Must I Do With Fiduciary Funds Awaiting Investment Or Distribution?
- § 150.300 Where May I Deposit Fiduciary Funds Awaiting Investment Or Distribution?
- § 150.310 What If The Fdic Does Not Insure The Deposits?
- § 150.320 What Is Acceptable Collateral For Uninsured Deposits?
- § 150.330 Are There Investments In Which I May Not Invest Funds Of A Fiduciary Account?
- § 150.340 May I Exercise Rights To Purchase Additional Stock Or Fractional Shares Of My Stock Or Obligations Or The Stock Or Obligations Of My Affiliates?
- § 150.350 May I Lend, Sell, Or Transfer Assets Of A Fiduciary Account If I Have An Interest In The Transaction?
- § 150.360 May I Make A Loan To A Fiduciary Account That Is Secured By An Interest In The Assets Of The Account?
- § 150.370 May I Sell Assets Or Lend Money Between Fiduciary Accounts?
- § 150.380 May I Earn Compensation For Acting In A Fiduciary Capacity?
- § 150.390 May My Officer Or Employee Retain Compensation For Acting As A Co-fiduciary?
- § 150.400 May My Fiduciary Officer Or Employee Accept A Gift Or Bequest?
- § 150.410 What Records Must I Keep?
- § 150.420 How Long Must I Keep These Records?
- § 150.430 Must I Keep Fiduciary Records Separate And Distinct From Other Records?
- § 150.440 When Do I Have To Audit My Fiduciary Activities?
- § 150.450 What Standards Govern The Conduct Of The Audit?
- § 150.460 Who May Conduct An Audit?
- § 150.470 Who Directs The Conduct Of The Audit?
- § 150.480 How Do I Report The Results Of The Audit?