Code of Federal Regulations · Subpart

Subpart B — Content And Timing Of Notice

12 C.F.R. pt. 151, subpt. B

• § 151.70 What Type Of Notice Must I Provide When I Effect A Securities Transaction For A Customer?
• § 151.80 How Do I Provide A Registered Broker-dealer Confirmation?
• § 151.90 How Do I Provide A Written Notice?
• § 151.100 What Are The Alternate Notice Requirements?
• § 151.120 May I Charge A Fee For A Notice?