Code of Federal Regulations · Part

Part 16 — Securities Offering Disclosure Rules

12 C.F.R. pt. 16

• § 16.1 Authority, Purpose, And Scope
• § 16.2 Definitions
• § 16.3 Registration Statement And Prospectus Requirements
• § 16.4 Communications Not Deemed An Offer
• § 16.5 Exemptions
• § 16.6 Sales Of Nonconvertible Debt
• § 16.7 Nonpublic Offerings
• § 16.8 Small Issues
• § 16.9 Securities Offered And Sold In Holding Company Dissolution
• § 16.10 Sales Of Securities At An Office Of A Federal Savings Association
• § 16.15 Form And Content
• § 16.16 Effectiveness
• § 16.17 Filing Requirements And Inspection Of Documents
• § 16.18 Use Of Prospectus
• § 16.19 Withdrawal Or Abandonment
• § 16.30 Request For Interpretive Advice Or No-objection Letter
• § 16.31 Escrow Requirement
• § 16.32 Fraudulent Transactions And Unsafe Or Unsound Practices
• § 16.33 Filing Fees