Code of Federal Regulations · Section
§ 19.198 — Conferences
12 C.F.R. § 19.198
(a) General. The Comptroller may confer with a proposed respondent concerning allegations of misconduct or other grounds for censure, debarment, or suspension, regardless of whether a proceeding for censure, debarment, or suspension has been commenced. If a conference results in a stipulation in connection with a proceeding in which the individual is the respondent, the stipulation may be entered in the record at the request of either party to the proceeding.
(b) Voluntary suspension or debarment. In order to avoid the institution of, or a decision in, a debarment or suspension proceeding, a person who practices before the OCC may consent to suspension or debarment from practice. At the discretion of the Comptroller, the individual may be suspended or debarred in accordance with the consent offered.
Authorizing Statute
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Mode of recovery28 U.S.C. § 2461
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Costs and fees of parties5 U.S.C. § 504
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Registration requirements for securities15 U.S.C. § 78l
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Violation of provisions of chapter12 U.S.C. § 93
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Practice before the Department31 U.S.C. § 330
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Flood insurance purchase and compliance requirements and escrow accounts42 U.S.C. § 4012a