Code of Federal Regulations · Part

Part 9 — Fiduciary Activities Of National Banks

12 C.F.R. pt. 9

• § 9.1 Authority, Purpose, And Scope
• § 9.2 Definitions
• § 9.3 Approval Requirements
• § 9.4 Administration Of Fiduciary Powers
• § 9.5 Policies And Procedures
• § 9.6 Review Of Fiduciary Accounts
• § 9.7 Multi-state Fiduciary Operations
• § 9.8 Recordkeeping
• § 9.9 Audit Of Fiduciary Activities
• § 9.10 Fiduciary Funds Awaiting Investment Or Distribution
• § 9.11 Investment Of Fiduciary Funds
• § 9.12 Self-dealing And Conflicts Of Interest
• § 9.13 Custody Of Fiduciary Assets
• § 9.14 Deposit Of Securities With State Authorities
• § 9.15 Fiduciary Compensation
• § 9.16 Receivership Or Voluntary Liquidation Of Bank
• § 9.17 Surrender Or Revocation Of Fiduciary Powers
• § 9.18 Collective Investment Funds
• § 9.20 Transfer Agents
• § 9.100 Acting As Indenture Trustee And Creditor
• § 9.101 Providing Investment Advice For A Fee