Code of Federal Regulations · Part
Part 221 — Credit By Banks And Persons Other Than Brokers Or Dealers For The Purpose Of Purchasing Or Carrying Margin Stock (regulation U)
12 C.F.R. pt. 221
- § 221.1 Authority, Purpose, And Scope
- § 221.2 Definitions
- § 221.3 General Requirements
- § 221.4 Employee Stock Option, Purchase, And Ownership Plans
- § 221.5 Special Purpose Loans To Brokers And Dealers
- § 221.6 Exempted Transactions
- § 221.7 Supplement: Maximum Loan Value Of Margin Stock And Other Collateral
- § 221.101 Determination And Effect Of Purpose Of Loan
- § 221.102 Application To Committed Credit Where Funds Are Disbursed Thereafter
- § 221.103 Loans To Brokers Or Dealers
- § 221.104 Federal Credit Unions
- § 221.105 Arranging For Extensions Of Credit To Be Made By A Bank
- § 221.106 Reliance In “good Faith” On Statement Of Purpose Of Loan
- § 221.107 Arranging Loan To Purchase Open-end Investment Company Shares
- § 221.108 Effect Of Registration Of Stock Subsequent To Making Of Loan
- § 221.109 Loan To Open-end Investment Company
- § 221.110 Questions Arising Under This Part
- § 221.111 Contribution To Joint Venture As Extension Of Credit When The Contribution Is Disproportionate To The Contributor's Share In The Venture's Profits Or Losses
- § 221.112 Loans By Bank In Capacity As Trustee
- § 221.113 Loan Which Is Secured Indirectly By Stock
- § 221.114 Bank Loans To Purchase Stock Of American Telephone And Telegraph Company Under Employees' Stock Plan
- § 221.115 Accepting A Purpose Statement Through The Mail Without Benefit Of Face-to-face Interview
- § 221.116 Bank Loans To Replenish Working Capital Used To Purchase Mutual Fund Shares
- § 221.117 When Bank In “good Faith” Has Not Relied On Stock As Collateral
- § 221.118 Bank Arranging For Extension Of Credit By Corporation
- § 221.119 Applicability Of Plan-lender Provisions To Financing Of Stock Options And Stock Purchase Rights Qualified Or Restricted Under Internal Revenue Code
- § 221.120 Allocation Of Stock Collateral To Purpose And Nonpurpose Credits To Same Customer
- § 221.121 Extension Of Credit In Certain Stock Option And Stock Purchase Plans
- § 221.122 Applicability Of Margin Requirements To Credit In Connection With Insurance Premium Funding Programs
- § 221.123 Combined Credit For Exercising Employee Stock Options And Paying Income Taxes Incurred As A Result Of Such Exercise
- § 221.124 Purchase Of Debt Securities To Finance Corporate Takeovers
- § 221.125 Credit To Brokers And Dealers