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C.F.R. Title 13 Chapter I Part 107 Subpart E

Code of Federal Regulations · Subpart

Subpart E — Managing The Operations Of A Licensee

13 C.F.R. pt. 107, subpt. E

  • § 107.500 Lawful Operations Under The Act
  • § 107.501 Identification
  • § 107.502 Representations To The Public
  • § 107.503 Licensee's Adoption Of An Approved Valuation Policy
  • § 107.504 Equipment And Office Requirements
  • § 107.506 Safeguarding Licensee's Assets/internal Controls
  • § 107.507 Violations Based On False Filings And Nonperformance Of Agreements With Sba
  • § 107.509 Employment Of Sba Officials
  • § 107.510 Sba Approval Of Licensee's Investment Adviser/manager
  • § 107.520 Management Expenses Of A Licensee
  • § 107.530 Restrictions On Investments Of Idle Funds By Leveraged Licensees
  • § 107.550 Prior Approval Of Secured Third-party Debt Of Leveraged Licensees
  • § 107.560 Subordination Of Sba's Creditor Position
  • § 107.565 Restrictions On Third-party Debt Of Early Stage Sbics
  • § 107.570 [reserved]
  • § 107.585 Distributions And Reductions In Regulatory Capital
  • § 107.590 Licensee's Requirement To Maintain Active Operations
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