Code of Federal Regulations · Section

§ 802.60 — Acquisitions By Securities Underwriters

16 C.F.R. § 802.60

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An acquisition of voting securities by a person acting as a securities underwriter, in the ordinary course of business, and in the process of underwriting, shall be exempt from the requirements of the act.

16 C.F.R. § 802.53 16 C.F.R. § 802.63

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