Code of Federal Regulations · Part

Part 14 — Rules Relating To Suspension Or Disbarment From Appearance And Practice

17 C.F.R. pt. 14

• § 14.1 Scope
• § 14.2 Definitions Of Appearance And Practice
• § 14.3 Hearings
• § 14.4 Violation Of Commodity Exchange Act
• § 14.5 Criminal Conviction
• § 14.6 Disbarment Or Suspension By Licensing Authority
• § 14.7 Finding Of Violation Of Commodity Exchange Act Or Federal Securities Laws In Another Proceeding
• § 14.8 Lack Of Requisite Qualifications, Character And Integrity
• § 14.9 Duty To File Information Concerning Adverse Judicial Or Administrative Action
• § 14.10 Reinstatement