Code of Federal Regulations · Section
§ 146.10 — Information Supplied By The Commission When Collecting Information From An Individual
17 C.F.R. § 146.10
The Commission will inform each individual whom it asks to supply information, on the form which it uses to collect the information or on a separate form that can be retained by the individual of:
(a) The authority (whether granted by statute, or by executive order of the President) which authorizes the solicitation of the information and whether disclosure of such information is mandatory or voluntary;
(b) The principal purpose or purposes for which the information is intended to be used;
(c) The routine uses which may be made of the information, as published in the Federal Register; and
(d) The effects on him, if any, of not providing all or any part of the requested information.
Authorizing Statute
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Records maintained on individuals5 U.S.C. § 552a