Code of Federal Regulations · Section
§ 156.4 — Disclosure Of Broker Association Membership
17 C.F.R. § 156.4
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Each contract market shall make available to the public generally and upon request a list of all registered broker associations which identifies for each such association the name of each person who is a member or otherwise has a direct beneficial interest in the association. This list shall be updated at least semi-annually.
Authorizing Statute
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Contracts designed to defraud or mislead7 U.S.C. § 6b