Code of Federal Regulations · Part
Part 165 — Whistleblower Rules
17 C.F.R. pt. 165
- § 165.1 General
- § 165.2 Definitions
- § 165.3 Procedures For Submitting Original Information
- § 165.4 Confidentiality
- § 165.5 Requirements For Consideration Of An Award
- § 165.6 Whistleblowers Ineligible For An Award
- § 165.7 Procedures For Award Applications In Commission Actions And Related Actions, And Commission Award Determinations
- § 165.8 Amount Of Award
- § 165.9 Criteria For Determining Amount Of Award
- § 165.10 Contents Of Record For Award Determination
- § 165.11 Awards Based Upon Related Actions
- § 165.12 Payment Of Awards From The Fund, Financing Of Customer Education Initiatives, And Deposits And Credits To The Fund
- § 165.13 Appeals
- § 165.14 Procedures Applicable To The Payment Of Awards
- § 165.15 Administering The Whistleblower Program
- § 165.16 No Immunity
- § 165.17 Awards To Whistleblowers Who Engage In Culpable Conduct
- § 165.18 Staff Communications With Whistleblowers From Represented Entities
- § 165.19 Nonenforceability Of Certain Provisions Waiving Rights And Remedies Or Requiring Arbitration Of Disputes
- § 165.20 Whistleblower Anti-retaliation Protections