Code of Federal Regulations · Subpart
Subpart A — Registration
17 C.F.R. pt. 3, subpt. A
- § 3.1 Definitions
- § 3.2 Registration Processing By The National Futures Association; Notification And Duration Of Registration
- § 3.3 Chief Compliance Officer
- § 3.4 Registration In One Capacity Not Included In Registration In Any Other Capacity
- § 3.10 Registration Of Futures Commission Merchants, Retail Foreign Exchange Dealers, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators, Swap Dealers, Major Swap Participants And Leverage Transaction Merchants
- § 3.11 Registration Of Floor Brokers And Floor Traders
- § 3.12 Registration Of Associated Persons Of Futures Commission Merchants, Retail Foreign Exchange Dealers, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators And Leverage Transaction Merchants
- § 3.21 Exemption From Fingerprinting Requirement In Certain Cases
- § 3.22 Supplemental Filings
- § 3.30 Current Address For Purpose Of Delivery Of Communications From The Commission Or The National Futures Association
- § 3.31 Deficiencies, Inaccuracies, And Changes, To Be Reported
- § 3.33 Withdrawal From Registration
- § 3.13-3.20 §§ 3.13-3.20 [reserved]
- § 3.23-3.29 §§ 3.23-3.29 [reserved]
- § 3.5-3.9 §§ 3.5-3.9 [reserved]