Code of Federal Regulations · Subpart

Subpart B — Temporary Licenses

17 C.F.R. pt. 3, subpt. B

• § 3.40 Temporary Licensing Of Applicants For Associated Person, Floor Broker Or Floor Trader Registration
• § 3.42 Termination
• § 3.43 Relationship To Registration
• § 3.44 Temporary Licensing Of Applicants For Guaranteed Introducing Broker Registration
• § 3.45 Restrictions Upon Activities
• § 3.46 Termination
• § 3.47 Relationship To Registration