Code of Federal Regulations · Part

Part 37 — Swap Execution Facilities

17 C.F.R. pt. 37

• Subpart A General Provisions
• Subpart B Compliance With Core Principles
• Subpart C Compliance With Rules
• Subpart D Swaps Not Readily Susceptible To Manipulation
• Subpart E Monitoring Of Trading And Trade Processing
• Subpart F Ability To Obtain Information
• Subpart G Position Limits Or Accountability
• Subpart H Financial Integrity Of Transactions
• Subpart I Emergency Authority
• Subpart J Timely Publication Of Trading Information
• Subpart K Recordkeeping And Reporting
• Subpart L Antitrust Considerations
• Subpart M Conflicts Of Interest
• Subpart N Financial Resources
• Subpart O System Safeguards
• Subpart P Designation Of Chief Compliance Officer