Code of Federal Regulations · Section

§ 38.550 — Core Principle 10

17 C.F.R. § 38.550

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The board of trade shall maintain rules and procedures to provide for the recording and safe storage of all identifying trade information in a manner that enables the contract market to use the information:

(a) To assist in the prevention of customer and market abuses; and

(b) To provide evidence of any violations of the rules of the contract market.

Authorizing Statute