Code of Federal Regulations · Section

§ 38.706 — Denial Of Charges And Right To Hearing

17 C.F.R. § 38.706

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In every instance where a respondent has requested a hearing on a charge that is denied, or on a sanction set by the disciplinary panel, the respondent must be given an opportunity for a hearing in accordance with the requirements of § 38.707 of this part.

Authorizing Statute