Code of Federal Regulations · Section

§ 39.1 — Scope

17 C.F.R. § 39.1

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The provisions of this subpart A apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and § 1.3 of this chapter, that is registered or is required to register with the Commission as a derivatives clearing organization pursuant to section 5b(a) of the Act, or that is applying for an exemption from registration pursuant to section 5b(h) of the Act.

17 C.F.R. § 39.2

Authorizing Statute

Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
7 U.S.C. § 2
Standards for systemically important financial market utilities and payment, clearing, or settlement activities
12 U.S.C. § 5464
International harmonization
15 U.S.C. § 8325