Code of Federal Regulations · Section

§ 39.8 — Fraud In Connection With The Clearing Of Transactions On A Derivatives Clearing Organization

17 C.F.R. § 39.8

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It shall be unlawful for any person, directly or indirectly, in or in connection with the clearing of transactions by a derivatives clearing organization:

(a) To cheat or defraud or attempt to cheat or defraud any person;

(b) Willfully to make or cause to be made to any person any false report or statement or cause to be entered for any person any false record; or

(c) Willfully to deceive or attempt to deceive any person by any means whatsoever.

17 C.F.R. § 39.7

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