Code of Federal Regulations · Subpart

Subpart A — General Provisions, Definitions And Exemptions

17 C.F.R. pt. 4, subpt. A

• § 4.1 Requirements As To Form
• § 4.5 Exclusion For Certain Otherwise Regulated Persons From The Definition Of The Term “commodity Pool Operator.”
• § 4.6 Exclusion For Certain Otherwise Regulated Persons From The Definition Of The Term “commodity Trading Advisor.”
• § 4.7 Exemption From Certain Part 4 Requirements For Commodity Pool Operators With Respect To Offerings To Qualified Eligible Persons And For Commodity Trading Advisors With Respect To Advising Qualified Eligible Persons
• § 4.8 Exemption From Certain Requirements Of Rule 4.26 With Respect To Pools Offered Or Sold In Certain Offerings Exempt From Registration Under The Securities Act
• § 4.9 [reserved]
• § 4.10 Definitions
• § 4.11 Exemption From Section 4n(3)(b)
• § 4.12 Exemption From Provisions Of This Part
• § 4.13 Exemption From Registration As A Commodity Pool Operator
• § 4.14 Exemption From Registration As A Commodity Trading Advisor
• § 4.15 Continued Applicability Of Antifraud Section
• § 4.16 Prohibited Representations
• § 4.17 Severability
• § 4.2-4.4 §§ 4.2-4.4 [reserved]