Code of Federal Regulations · Part
Part 49 — Swap Data Repositories
17 C.F.R. pt. 49
- § 49.1 Scope
- § 49.2 Definitions
- § 49.3 Procedures For Registration
- § 49.4 Withdrawal From Registration
- § 49.5 Equity Interest Transfers
- § 49.6 Request For Transfer Of Registration
- § 49.7 Swap Data Repositories Located In Foreign Jurisdictions
- § 49.8 Procedures For Implementing Swap Data Repository Rules
- § 49.9 Open Swaps Reports Provided To The Commission
- § 49.10 Acceptance And Validation Of Data
- § 49.11 Verification Of Swap Data Accuracy
- § 49.12 Swap Data Repository Recordkeeping Requirements
- § 49.13 Monitoring, Screening And Analyzing Swap Data
- § 49.14 Monitoring, Screening And Analyzing End-user Clearing Exemption Claims By Individual And Affiliated Entities
- § 49.15 Real-time Public Reporting By Swap Data Repositories
- § 49.16 Privacy And Confidentiality Requirements Of Swap Data Repositories
- § 49.17 Access To Sdr Data
- § 49.18 Confidentiality Arrangement
- § 49.19 Core Principles Applicable To Swap Data Repositories
- § 49.20 Governance Arrangements (core Principle 2)
- § 49.21 Conflicts Of Interest (core Principle 3)
- § 49.22 Chief Compliance Officer
- § 49.23 Emergency Authority Policies And Procedures
- § 49.24 System Safeguards
- § 49.25 Financial Resources
- § 49.26 Disclosure Requirements Of Swap Data Repositories
- § 49.27 Access And Fees
- § 49.28 Operating Hours Of Swap Data Repositories
- § 49.29 Information Relating To Swap Data Repository Compliance
- § 49.30 Form And Manner Of Reporting And Submitting Information To The Commission
- § 49.31 Delegation Of Authority To The Directors Of The Division Of Market Oversight And Division Of Data Relating To Certain Part 49 Matters