Code of Federal Regulations · Subpart

Subpart F — Code Of Behavior Governing Ex Parte Communications Between Persons Outside The Commission And Decisional Employees

17 C.F.R. pt. 200, subpt. F

• § 200.110 Purpose
• § 200.111 Prohibitions; Application; Definitions
• § 200.112 Duties Of Recipient; Notice To Participants
• § 200.113 Opportunity To Respond; Interception
• § 200.114 Sanctions