Code of Federal Regulations · Section

§ 200.735-5 — -5 Securities Transactions

17 C.F.R. § 200.735-5

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Securities transactions by members and employees must comply with the provisions of 5 CFR 4401.102 (Prohibited and restricted financial interests and transactions).

17 C.F.R. § 200.735-4 17 C.F.R. § 200.735-6

Authorizing Statute

Applicability of other sections of this title
11 U.S.C. § 901
Public information; agency rules, opinions, orders, records, and proceedings
5 U.S.C. § 552
Securities and Exchange Commission
15 U.S.C. § 78d
Classes of securities under this subchapter
15 U.S.C. § 77c
Federal agency responsibilities
44 U.S.C. § 3506
Nondiscrimination under Federal grants and programs
29 U.S.C. § 794