Code of Federal Regulations · Section
§ 201.110 — Presiding Officer
17 C.F.R. § 201.110
View:
All proceedings shall be presided over by the Commission or, if the Commission so orders, by a hearing officer. When the Commission designates that the hearing officer shall be an administrative law judge, the Chief Administrative Law Judge shall select, pursuant to 17 CFR 200.30-10, the administrative law judge to preside.
Authorizing Statute
-
Registration of securities15 U.S.C. § 77f
-
Special powers of Commission15 U.S.C. § 77s
-
Costs and fees of parties5 U.S.C. § 504