Code of Federal Regulations · Section
§ 201.310 — Failure To Appear At Hearings: Default
17 C.F.R. § 201.310
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Any person named in an order instituting proceedings as a person against whom findings may be made or sanctions imposed who fails to appear at a hearing of which he or she has been duly notified may be deemed to be in default pursuant to § 201.155(a). A party may make a motion to set aside a default pursuant to § 201.155(b).
Authorizing Statute
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Registration of securities15 U.S.C. § 77f
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Special powers of Commission15 U.S.C. § 77s
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Costs and fees of parties5 U.S.C. § 504