Code of Federal Regulations · Section
§ 229.1120 — (item 1120) Ratings
17 C.F.R. § 229.1120
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Disclose whether the issuance or sale of any class of offered securities is conditioned on the assignment of a rating by one or more rating agencies, whether or not NRSROs. If so, identify each rating agency and the minimum rating that must be assigned. Describe any arrangements to have such rating monitored while the asset-backed securities are outstanding.
Authorizing Statute
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Failure of corporate officers to certify financial reports18 U.S.C. § 1350
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Prohibitions relating to interstate commerce and the mails15 U.S.C. § 77e