Code of Federal Regulations · Section
§ 229.702 — (item 702) Indemnification Of Directors And Officers
17 C.F.R. § 229.702
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State the general effect of any statute, charter provisions, by-laws, contract or other arrangements under which any controlling persons, director or officer of the registrant is insured or indemnified in any manner against liability which he may incur in his capacity as such.
Authorizing Statute
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Failure of corporate officers to certify financial reports18 U.S.C. § 1350
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Prohibitions relating to interstate commerce and the mails15 U.S.C. § 77e