Code of Federal Regulations · Section
§ 229.801 — Securities Act Industry Guides
17 C.F.R. § 229.801
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(a) -(c) [Reserved]
(d) Guide 4. Prospectuses relating to interests in oil and gas programs.
(e) Guide 5. Preparation of registration statements relating to interests in real estate limited partnerships.
(f) Guide 6. Disclosures concerning unpaid claims and claim adjustment expenses of property-casualty insurance underwriters.
Authorizing Statute
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Failure of corporate officers to certify financial reports18 U.S.C. § 1350
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Prohibitions relating to interstate commerce and the mails15 U.S.C. § 77e