Code of Federal Regulations · Section
§ 230.194 — Definitions Of The Terms “swap” And “security-based Swap” As Used In The Act
17 C.F.R. § 230.194
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(a) The term swap as used in section 2(a)(17) of the Act (15 U.S.C. 77b(a)(17)) has the same meaning as provided in section 3(a)(69) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(69)) and 17 CFR 240.3a69-1 through 240.3a69-3.
(b) The term security-based swap as used in section 2(a)(17) of the Act (15 U.S.C. 77b(a)(17)) has the same meaning as provided in section 3(a)(68) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(68)) and 17 CFR 240.3a68-1a through 240.3a68-5.
Authorizing Statute
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Definitions and application15 U.S.C. § 78c
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Prohibitions relating to interstate commerce and the mails15 U.S.C. § 77e
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Registration of securities15 U.S.C. § 77f
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Special powers of Commission15 U.S.C. § 77s