Code of Federal Regulations · Section
§ 239.14 — Form N-2 For Closed End Management Investment Companies Registered On Form N-8a
17 C.F.R. § 239.14
Form N-2 shall be used for registration under the Securities Act of 1933 of securities of all closed end management investment companies registered under the Investment Company Act of 1940 on form N-8A (§ 274.10 of this chapter). This form is also to be used for the registration statement of such companies pursuant to section 8(b) of the Investment Company Act of 1940 (§ 274.11a-1 of this chapter). This form is not applicable for small business investment companies which register pursuant to §§ 239.24 and 274.5 of this chapter.
For Federal Register citations affecting Form N-2, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Authorizing Statute
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Registration of securities15 U.S.C. § 77f
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Creation; membership; compensation and expenses12 U.S.C. § 241
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Registration requirements for securities15 U.S.C. § 78l
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Classes of securities under this subchapter15 U.S.C. § 77c