Code of Federal Regulations · Section

§ 239.42 — Form F-x, For Appointment Of Agent For Service Of Process And Undertaking For Issuers Registering Securities On Form F-8, F-10, Or F-80 (§§ 239.38, 239.39, 239.40, Or 239.41), Or Registering Securities Or Filing Periodic Reports On Form 40-f (§ 249.240f Of This Chapter), Or By Any Issuer Or Other Non-u.s. Person Filing Tender Offer Documents On Schedule 13e-4f, 14d-1f, Or 14d-9f (§§ 240.13e-102, 240.14d-102, Or 240.14d-103 Of This Chapter), By Any Non-u.s. Person Acting As Trustee With Respect To Securities Registered On Form F-7 (§ 239.37), F-8, F-10, Or By A Canadian Issuer Qualifying An Offering Statement Pursuant To Regulation A (§ 230.251 Et Seq. Of This Chapter) On Form 1-a (§ 239.90), Or By Any Non-u.s. Issuer Providing Form Cb (§ 249.480 Of This Chapter) To The Commission In Connection With A Tender Offer, Rights Offering Or Business Combination

17 C.F.R. § 239.42

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Form F-X shall be filed with the Commission:

(a) By any issuer registering securities on Form F-8, F-10, or F-80 under the Securities Act of 1933;

(b) By any issuer registering securities on Form 40-F under the Securities Exchange Act of 1934;

(c) By any issuer filing a periodic report on Form 40-F, if it has not previously filed a Form F-X in connection with the class of securities in relation to which the obligation to file a report on Form 40-F arises;

(d) By any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F, or 14D-9F;

(e) By any non-U.S. person acting as trustee with respect to securities registered on Form F-7, F-8, F-10, or F-80;

(f) By a Canadian issuer qualifying an offering statement pursuant to the provisions of Regulation A; and

(g) By any non-U.S. issuer providing Form CB to the Commission in connection with a tender offer, rights offering or business combination.

17 C.F.R. § 239.41 17 C.F.R. § 239.43

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