Code of Federal Regulations · Subpart

Subpart A — Forms For Registration Or Exemption Of, And Notification Of Action Taken By, National Securities Exchanges

17 C.F.R. pt. 249, subpt. A

• § 249.1 Form 1, For Application For, And Amendments To Applications For, Registration As A National Securities Exchange Or Exemption From Registration Pursuant To Section 5 Of The Exchange Act
• § 249.10 Form 1-n For Notice Registration As A National Securities Exchange
• § 249.11 Form R31 For Reporting Covered Sales And Covered Round Turn Transactions Under Section 31 Of The Act
• § 249.25 Form 25, For Notification Of Removal From Listing And/or Registration
• § 249.26 Form 26, For Notification Of The Admission To Trading Of A Substituted Or Additional Class Of Security Under Rule 12a-5 (§ 240.12a-5 Of This Chapter)