Code of Federal Regulations · Subpart

Subpart F — Forms For Registration Of Brokers And Dealers Transacting Business On Over-the-counter Markets

17 C.F.R. pt. 249, subpt. F

• § 249.501 Form Bd, For Application For Registration As A Broker And Dealer Or To Amend Or Supplement Such An Application
• § 249.507 Form 7-m, Consent To Service Of Process By An Individual Nonresident Broker-dealer
• § 249.508 Form 8-m, Consent To Service Of Process By A Corporation Which Is A Nonresident Broker-dealer
• § 249.509 Form 9-m, Consent To Service Of Process By A Partnership Nonresident Broker-dealer
• § 249.510 Form 10-m, Consent To Service Of Process By A Nonresident General Partner Of A Broker-dealer Firm
• § 249.501a a Form Bdw, Notice Of Withdrawal From Registration As Broker-dealer Pursuant To § 240.15b6-1, § 240.15bc3-1, Or § 240.15cc1-1 Of This Chapter
• § 249.501b b Form Bd-n For Notice Registration As A Broker-dealer