Code of Federal Regulations · Subpart

Subpart K — Form For Registration Of, And Reporting By Securities Information Processors

17 C.F.R. pt. 249, subpt. K

• § 249.1001 Form Sip, For Application For Registration As A Securities Information Processor Or To Amend Such An Application Or Registration
• § 249.1002 Form Cc, For Application For Registration As A Competing Consolidator Or To Amend Such An Application Or Registration