Code of Federal Regulations · Subpart

Subpart L — Forms For Registration Of Municipal Securities Dealers

17 C.F.R. pt. 249, subpt. L

• § 249.1100 Form Msd, Application For Registration As A Municipal Securities Dealer Pursuant To Rule 15ba2-1 Under The Securities Exchange Act Of 1934 Or Amendment To Such Application
• § 249.1110 Form Msdw, Notice Of Withdrawal From Registration As A Municipal Securities Dealer Pursuant To Rule 15bc3-1 (17 Cfr 240.15bc3-1)