§ 270.2a3-1 — a3-1 Investment Company Limited Partners Not Deemed Affiliated Persons

Authorizing Statute

• Registration of securities

  15 U.S.C. § 77f
• Failure of corporate officers to certify financial reports

  18 U.S.C. § 1350
• Definitions and application

  15 U.S.C. § 78c
• Special powers of Commission

  15 U.S.C. § 77s
• Periodical and other reports

  15 U.S.C. § 78m