Code of Federal Regulations · Section
§ 270.60a-1 — a-1 Exemption For Certain Business Development Companies
17 C.F.R. § 270.60a-1
View:
Section 12(d)(1) (A) and (C) of the Act shall not apply to the acquisition by a business development company of the securities of a small business investment company licensed to do business under the Small Business Investment Act of 1958 which is operated as a wholly-owned subsidiary of the business development company.
Authorizing Statute
-
Registration of securities15 U.S.C. § 77f
-
Failure of corporate officers to certify financial reports18 U.S.C. § 1350
-
Definitions and application15 U.S.C. § 78c
-
Special powers of Commission15 U.S.C. § 77s
-
Periodical and other reports15 U.S.C. § 78m