Code of Federal Regulations · Section
§ 270.8b-1 — b-1 Scope Of §§ 270.8b-1 Through 270.8b-31
17 C.F.R. § 270.8b-1
View:
The rules contained in §§ 270.8b-1 through 270.8b-31 shall govern all registration statements pursuant to section 8 of the Act (15 U.S.C. 80a-8), including notifications of registration pursuant to section 8(a), and all reports pursuant to section 30(a) or (b) of the Act (15 U.S.C. 80a-29(a) or (b)), including all amendments to such statements and reports, except that any provision in a form covering the same subject matter as any such rule shall be controlling.
Authorizing Statute
-
Registration of securities15 U.S.C. § 77f
-
Failure of corporate officers to certify financial reports18 U.S.C. § 1350
-
Definitions and application15 U.S.C. § 78c
-
Special powers of Commission15 U.S.C. § 77s
-
Periodical and other reports15 U.S.C. § 78m