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C.F.R. Title 17 Chapter II Part 279

Code of Federal Regulations · Part

Part 279 — Forms Prescribed Under The Investment Advisers Act Of 1940

17 C.F.R. pt. 279

  • § 279.1 Form Adv, For Application For Registration Of Investment Adviser And For Amendments To Such Registration Statement
  • § 279.2 Form Adv-w, Notice Of Withdrawal From Registration As Investment Adviser
  • § 279.3 Form Adv-h, Application For A Temporary Or Continuing Hardship Exemption
  • § 279.4 Form Adv-nr, Appointment Of Agent For Service Of Process By Non-resident General Partner And Non-resident Managing Agent Of An Investment Adviser
  • § 279.8 Form Adv-e, Cover Page For Certificate Of Accounting Of Securities And Funds In Possession Or Custody Of An Investment Adviser
  • § 279.9 Form Pf, Reporting By Investment Advisers To Private Funds
  • § 279.0-1 -1 Availability Of Forms
  • § 279.5-279.7 §§ 279.5-279.7 [reserved]
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