Code of Federal Regulations · Part

Part 401 — Exemptions

17 C.F.R. pt. 401

• § 401.1 Exemption For Organizations Handling Transactions In United States Savings Bonds
• § 401.2 Exemption For Depository Institutions That Submit Tenders For The Account Of Customers For Purchase On Original Issue Of United States Treasury Securities
• § 401.3 Exemption For Financial Institutions That Are Engaged In Limited Government Securities Brokerage Activities
• § 401.4 Exemption For Financial Institutions Engaged In Limited Government Securities Dealer Activities
• § 401.5 Exemption For Corporate Credit Unions Transacting Limited Government Securities Business With Other Credit Unions
• § 401.6 Exemption For Branches And Agencies Of Foreign Banks That Deal Solely With Non-united States Citizens Resident Offshore
• § 401.7 Exemption For Certain Foreign Government Securities Brokers Or Dealers