Code of Federal Regulations · Part

Part 402 — Financial Responsibility

17 C.F.R. pt. 402

• § 402.1 Application Of Part To Registered Brokers And Dealers And Financial Institutions; Special Rules For Futures Commission Merchants And Government Securities Interdealer Brokers; Effective Date
• § 402.2 Capital Requirements For Registered Government Securities Brokers And Dealers
• § 402.2a a Appendix A—Calculation Of Market Risk Haircut For Purposes Of § 402.2(g)(2)
• § 402.2b b [reserved]
• § 402.2c c Appendix C—Consolidated Computations Of Liquid Capital And Total Haircuts For Certain Subsidiaries And Affiliates
• § 402.2d d Appendix D—Modification Of § 240.15c3-1d Of This Title, Relating To Satisfactory Subordination Agreements, For Purposes Of § 402.2