Code of Federal Regulations · Part

Part 403 — Protection Of Customer Securities And Balances

17 C.F.R. pt. 403

• § 403.1 Application Of Part To Registered Brokers And Dealers
• § 403.2 Hypothecation Of Customer Securities
• § 403.3 Use Of Customers' Free Credit Balances
• § 403.4 Customer Protection—Reserves And Custody Of Securities
• § 403.5 Custody Of Securities Held By Financial Institutions That Are Government Securities Brokers Or Dealers
• § 403.6 Compliance With Part By Futures Commission Merchants
• § 403.7 Effective Dates