Code of Federal Regulations · Section

§ 306.16 — Exchanges Of Registered Securities

31 C.F.R. § 306.16

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No assignments will be required for:

(a) Authorized denominational exchanges of registered securities for like securities in the same names and forms of registration and

(b) Redemption-exchanges, or prefundings, or advance refundings in the same names and forms as appear in the registration or assignments of the securities surrendered.

31 C.F.R. § 306.15 31 C.F.R. § 306.17

Authorizing Statute