Code of Federal Regulations · Section
§ 1023.300 — General
31 C.F.R. § 1023.300
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Brokers or dealers in securities are subject to the reporting requirements set forth and cross referenced in this subpart. Brokers or dealers in securities should also refer to subpart C of part 1010 of this chapter for reporting requirements contained in that subpart which apply to brokers or dealers in securities.
Authorizing Statute
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Retention of records by insured depository institutions12 U.S.C. § 1829b