Code of Federal Regulations · Section

§ 9001.108 — Prohibited Recommendations

5 C.F.R. § 9001.108

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Employees shall not make any recommendation or suggestion, directly or indirectly, concerning the acquisition, sale, or divestiture of securities of a regulated entity.

5 C.F.R. § 9001.107 5 C.F.R. § 9001.109

Authorizing Statute

Presidential regulations
5 U.S.C. § 7301
Regulations and orders
12 U.S.C. § 4526