United States Code · Subchapter
Subchapter I — Investment Companies
15 U.S.C. subch. schI
- § 80a–1 Findings And Declaration Of Policy
- § 80a–10 Affiliations Or Interest Of Directors, Officers, And Employees
- § 80a–11 Offers To Exchange Securities
- § 80a–12 Functions And Activities Of Investment Companies
- § 80a–13 Changes In Investment Policy
- § 80a–14 Size Of Investment Companies
- § 80a–15 Contracts Of Advisers And Underwriters
- § 80a–16 Board Of Directors
- § 80a–17 Transactions Of Certain Affiliated Persons And Underwriters
- § 80a–18 Capital Structure Of Investment Companies
- § 80a–19 Payments Or Distributions
- § 80a–2 Definitions; Applicability; Rulemaking Considerations
- § 80a–20 Proxies; Voting Trusts; Circular Ownership
- § 80a–21 Loans By Management Companies
- § 80a–22 Distribution, Redemption, And Repurchase Of Securities; Regulations By Securities Associations
- § 80a–23 Closed-end Companies
- § 80a–24 Registration Of Securities Under Securities Act Of 1933
- § 80a–25 Reorganization Plans; Reports By Commission
- § 80a–26 Unit Investment Trusts
- § 80a–27 Periodic Payment Plans
- § 80a–28 Face-amount Certificate Companies
- § 80a–29 Reports And Financial Statements Of Investment Companies And Affiliated Persons
- § 80a–3 Definition Of Investment Company
- § 80a–30 Accounts And Records
- § 80a–31 Accountants And Auditors
- § 80a–32 Filing Of Documents With Commission In Civil Actions
- § 80a–33 Destruction And Falsification Of Reports And Records
- § 80a–34 Unlawful Representations And Names
- § 80a–35 Breach Of Fiduciary Duty
- § 80a–36 Larceny And Embezzlement
- § 80a–37 Rules, Regulations, And Orders
- § 80a–38 Procedure For Issuance Of Rules And Regulations
- § 80a–39 Procedure For Issuance Of Orders
- § 80a–3a Protection Of Philanthropy Under State Law
- § 80a–4 Classification Of Investment Companies
- § 80a–40 Hearings By Commission
- § 80a–41 Enforcement Of Subchapter
- § 80a–42 Court Review Of Orders
- § 80a–43 Jurisdiction Of Offenses And Suits
- § 80a–44 Disclosure Of Information Filed With Commission; Copies
- § 80a–45 Reports By Commission; Hiring And Leasing Authority
- § 80a–46 Validity Of Contracts
- § 80a–47 Liability Of Controlling Persons; Preventing Compliance With Subchapter
- § 80a–48 Penalties
- § 80a–49 Construction With Other Laws
- § 80a–5 Subclassification Of Management Companies
- § 80a–50 Separability
- § 80a–51 Short Title
- § 80a–52 Effective Date
- § 80a–53 Election To Be Regulated As Business Development Company
- § 80a–54 Acquisition Of Assets By Business Development Companies
- § 80a–55 Qualifications Of Directors
- § 80a–56 Transactions With Certain Affiliates
- § 80a–57 Changes In Investment Policy
- § 80a–58 Incorporation Of Subchapter Provisions
- § 80a–59 Functions And Activities Of Business Development Companies
- § 80a–6 Exemptions
- § 80a–60 Capital Structure
- § 80a–61 Loans
- § 80a–62 Distribution And Repurchase Of Securities
- § 80a–63 Accounts And Records
- § 80a–64 Preventing Compliance With Subchapter; Liability Of Controlling Persons
- § 80a–7 Transactions By Unregistered Investment Companies
- § 80a–8 Registration Of Investment Companies
- § 80a–9 Ineligibility Of Certain Affiliated Persons And Underwriters