United States Code · Chapter
Chapter 1 — Commodity Exchanges
7 U.S.C. ch. ch1
- § 1 Short Title
- § 2 Jurisdiction Of Commission; Liability Of Principal For Act Of Agent; Commodity Futures Trading Commission; Transaction In Interstate Commerce
- § 5 Findings And Purpose
- § 6 Regulation Of Futures Trading And Foreign Transactions
- § 7 Designation Of Boards Of Trade As Contract Markets
- § 8 Application For Designation As Contract Market Or Derivatives Transaction Execution Facility; Time; Suspension Or Revocation Of Designation; Hearing; Review By Court Of Appeals
- § 9 Prohibition Regarding Manipulation And False Information
- § 10 Repealed. June 25, 1948, Ch. 646, § 39, 62 Stat. 992, Eff. Sept. 1, 1948
- § 11 Vacation On Request Of Designation Or Registration As “registered Entity”; Redesignation Or Reregistration
- § 12 Public Disclosure
- § 13 Violations Generally; Punishment; Costs Of Prosecution
- § 14 Repealed. Pub. L. 99–641, Title I, § 110(5), Nov. 10, 1986, 100 Stat. 3561
- § 15 Omitted
- § 16 Commission Operations
- § 17 Separability
- § 18 Complaints Against Registered Persons
- § 19 Consideration Of Costs And Benefits And Antitrust Laws
- § 20 Market Reports
- § 21 Registered Futures Associations
- § 22 Research And Information Programs; Reports To Congress
- § 23 Standardized Contracts For Certain Commodities
- § 24 Customer Property With Respect To Commodity Broker Debtors; Definitions
- § 25 Private Rights Of Action
- § 26 Commodity Whistleblower Incentives And Protection
- § 27 Definitions
- § 10a Cooperative Associations And Corporations, Exclusion From Board Of Trade; Rules Of Board Inapplicable To Payment Of Compensation By Association
- § 12a Registration Of Commodity Dealers And Associated Persons; Regulation Of Registered Entities
- § 12b Trading Ban Violations; Prohibition
- § 12c Disciplinary Actions
- § 12d Commission Action For Noncompliance With Export Sales Reporting Requirements
- § 12e Repealed. Pub. L. 106–554, § 1(a)(5) [title I, § 123(a)(21)], Dec. 21, 2000, 114 Stat. 2763, 2763a–410
- § 12–1...12–3 Omitted
- § 13a Nonenforcement Of Rules Of Government Or Other Violations; Cease And Desist Orders; Fines And Penalties; Imprisonment; Misdemeanor; Separate Offenses
- § 13a–1 Enjoining Or Restraining Violations
- § 13a–2 Jurisdiction Of States
- § 13b Manipulations Or Other Violations; Cease And Desist Orders Against Persons Other Than Registered Entities; Punishment
- § 13c Responsibility As Principal; Minor Violations
- § 13–1 Violations, Prohibition Against Dealings In Motion Picture Box Office Receipts Or Onion Futures; Punishment
- § 15a Repealed. Pub. L. 95–405, § 24, Sept. 30, 1978, 92 Stat. 877
- § 15b Cotton Futures Contracts
- § 16a Service Fees And National Futures Association Study
- § 17a Separability Of 1936 Amendment
- § 17b Separability Of 1968 Amendment
- § 1a Definitions
- § 1b Requirements Of Secretary Of The Treasury Regarding Exemption Of Foreign Exchange Swaps And Foreign Exchange Forwards From Definition Of The Term “swap”
- § 24a Swap Data Repositories
- § 27a Exclusion Of Identified Banking Product
- § 27b Repealed. Pub. L. 111–203, Title Vii, § 725(g)(1)(a), July 21, 2010, 124 Stat. 1694
- § 27c Exclusion Of Certain Other Identified Banking Products
- § 27d Administration Of The Predominance Test
- § 27e Repealed. Pub. L. 111–203, Title Vii, § 725(g)(1)(a), July 21, 2010, 124 Stat. 1694
- § 27f Contract Enforcement
- § 2a...4a Transferred
- § 6a Excessive Speculation
- § 6b Contracts Designed To Defraud Or Mislead
- § 6b–1 Enforcement Authority
- § 6c Prohibited Transactions
- § 6d Dealing By Unregistered Futures Commission Merchants Or Introducing Brokers Prohibited; Duties In Handling Customer Receipts; Conflict-of-interest Systems And Procedures; Chief Compliance Officer; Rules To Avoid Duplicative Regulations; Swap Requirements; Portfolio Margining Accounts
- § 6e Dealings By Unregistered Floor Trader Or Broker Prohibited
- § 6f Registration And Financial Requirements; Risk Assessment
- § 6g Reporting And Recordkeeping
- § 6h False Self-representation As Registered Entity Member Prohibited
- § 6i Reports Of Deals Equal To Or In Excess Of Trading Limits; Books And Records; Cash And Controlled Transactions
- § 6j Restrictions On Dual Trading In Security Futures Products On Designated Contract Markets And Registered Derivatives Transaction Execution Facilities
- § 6k Registration Of Associates Of Futures Commission Merchants, Commodity Pool Operators, And Commodity Trading Advisors; Required Disclosure Of Disqualifications; Exemptions For Associated Persons
- § 6l Commodity Trading Advisors And Commodity Pool Operators; Congressional Finding
- § 6m Use Of Mails Or Other Means Or Instrumentalities Of Interstate Commerce By Commodity Trading Advisors And Commodity Pool Operators; Relation To Other Law
- § 6n Registration Of Commodity Trading Advisors And Commodity Pool Operators; Application; Expiration And Renewal; Record Keeping And Reports; Disclosure; Statements Of Account
- § 6o Fraud And Misrepresentation By Commodity Trading Advisors, Commodity Pool Operators, And Associated Persons
- § 6o–1 Transferred
- § 6p Standards And Examinations
- § 6q Special Procedures To Encourage And Facilitate Bona Fide Hedging By Agricultural Producers
- § 6r Reporting And Recordkeeping For Uncleared Swaps
- § 6s Registration And Regulation Of Swap Dealers And Major Swap Participants
- § 6t Large Swap Trader Reporting
- § 7a Repealed. Pub. L. 111–203, Title Vii, § 734(a), July 21, 2010, 124 Stat. 1718
- § 7a–1 Derivatives Clearing Organizations
- § 7a–2 Common Provisions Applicable To Registered Entities
- § 7a–3 Repealed. Pub. L. 111–203, Title Vii, § 734(a), July 21, 2010, 124 Stat. 1718
- § 7b Suspension Or Revocation Of Designation As Registered Entity
- § 7b–1 Designation Of Securities Exchanges And Associations As Contract Markets
- § 7b–2 Privacy
- § 7b–3 Swap Execution Facilities
- § 9a Assessment Of Money Penalties
- § 9b Rules Prohibiting Deceptive And Other Abusive Telemarketing Acts Or Practices
- § 9c Notice Of Investigations And Enforcement Actions