Code of Federal Regulations · Subpart

Subpart A — Standards Governing Commission Review Of Applications For Registration As A Futures Association Under Section 17 Of The Act

17 C.F.R. pt. 170, subpt. A

• § 170.1 Demonstration Of Purposes (section 17(b)(1) Of The Act)
• § 170.2 Membership Restrictions (section 17(b)(2) Of The Act)
• § 170.3 Fair And Equitable Representation Of Members (section 17(b)(5) Of The Act)
• § 170.4 Allocation Of Dues (section 17(b)(6) Of The Act)
• § 170.5 Prevention Of Fraudulent And Manipulative Practices (section 17(b)(7) Of The Act)
• § 170.6 Disciplinary Proceedings (sections 17(b)(8) And (b)(9) Of The Act)
• § 170.7 Membership Denial (section 17(b)(9) Of The Act)
• § 170.8 Settlement Of Customer Disputes (section 17(b)(10) Of The Act)
• § 170.9 General Standard
• § 170.10 Proficiency Examinations (sections 4p And 17(p) Of The Act)