Code of Federal Regulations · Section

§ 170.4 — Allocation Of Dues (section 17(b)(6) Of The Act)

17 C.F.R. § 170.4

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Dues imposed on members of a futures association must be allocated equitably among members and may not be structured in a manner constituting a barrier to entry of any person seeking to engage in commodity-related business activities.

17 C.F.R. § 170.3 17 C.F.R. § 170.5

Authorizing Statute

Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts
7 U.S.C. § 6d