Code of Federal Regulations · Section
§ 37.1200 — Core Principle 12—Conflicts Of Interest
17 C.F.R. § 37.1200
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The swap execution facility shall:
(a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and
(b) Establish a process for resolving the conflicts of interest.
Authorizing Statute
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Definitions7 U.S.C. § 1a